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Cady Bar the Door Insight & Commentary on SEC Enforcement Actions and Related Issues

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A Profile That’s Not about Nothing

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Do you know what Jerry Seinfeld has been doing for the last fifteen years, since his eponymous sitcom went off the air in 1998?  My daughters are big fans of Bee Movie, so I knew he starred in that and was sort of aware that he wrote or produced it several years ago.  And he’s… Continue Reading

Friday Weekly Roundup

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Taking it from the top: Last Friday, the SEC sued two twin brothers from the U.K. with creating and promoting a fake “stock picking robot” that purportedly identified penny stocks set to double in price. “Instead, the brothers were merely touting stocks they were being paid separately to promote,” the SEC said in a press release.  Clusterstock… Continue Reading

Hey, look! It’s a blog!

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What this world needs is a blog, and I plan to give it one here.  I hope to write about federal securities law enforcement and related issues in an engaging and (with any luck) somewhat entertaining way.  Please check in and let me know if there are topics you would like to see explored in this… Continue Reading