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Cady Bar the Door Insight & Commentary on SEC Enforcement Actions and White Collar Crime

Category Archives: Cooperation

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Speech by DOJ’s Marshall Miller Could Be Harbinger of Bad Things to Come

Posted in Cooperation

So here’s a thing.  Last week Marshall Miller, the No. 2 official in the Justice Department’s Criminal Division, made a speech urging corporations to focus its investigations into misconduct on individual malefactors and assist the government in bringing them to justice, as it were.  The New York Times covered Miller’s speech last Wednesday and characterized… Continue Reading

Will Raj Rajaratnam Testify against Rajat Gupta?

Posted in Cooperation, Insider Trading, Sentencing

Rajat Gupta’s insider trading trial is proceeding apace in the Southern District of New York.  While there have certainly been enough entertaining witnesses to keep close observers busy so far, none would be as Earth-shaking as news of Raj Rajaratnam’s testimony.  As you know if you’re reading this post, Rajaratnam was convicted in the same… Continue Reading