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Cady Bar the Door Insight & Commentary on SEC Enforcement Actions and Related Issues

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Brooks, Pierce, McLendon, Humphrey & Leonard, L.L.P.

2000 Renaissance Plaza

230 North Elm Street

Greensboro, NC, 27401

336.373.8850

Fax: 336.378.1001

1600 Wells Fargo Capitol Center

150 Fayetteville Street

Raleigh, NC, 27601

919.839.0300

Fax: 919.839.0304

Email: dsmyth@brookspierce.com

Website: www.brookspierce.com

Cady Bar the Door

Brooks, Pierce, McLendon, Humphrey & Leonard, L.L.P.

2000 Renaissance Plaza

230 North Elm Street

Greensboro, NC, 27401

336.373.8850

Fax: 336.378.1001

1600 Wells Fargo Capitol Center

150 Fayetteville Street

Raleigh, NC, 27601

919.839.0300

Fax: 919.839.0304

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