Header graphic for print
Cady Bar the Door Insight & Commentary on SEC Enforcement Actions and Related Issues

Monthly Archives: April 2012

Friday Weekly Roundup

Posted in Uncategorized

Taking it from the top: Last Friday, the SEC sued two twin brothers from the U.K. with creating and promoting a fake “stock picking robot” that purportedly identified penny stocks set to double in price. “Instead, the brothers were merely touting stocks they were being paid separately to promote,” the SEC said in a press release.  Clusterstock… Continue Reading

Friday Weekly Roundup

Posted in SEC Litigation

I’d like to try a weekly post with short bits recapping what I think are the most interesting stories or cases from the past week.  We’ll see how it works, but for this week: Matt Solomon, an AUSA in the District of Columbia, was recently named Deputy Chief Litigation Counsel in the SEC’s trial unit. … Continue Reading